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- Final Approval of $50.75 Million Settlement in California Municipal Bond Fund Class Action
- Arbitration Award upholding real estate investment partnerships valued in excess of $5 Million.
- $5.5 Million recovery of investor losses from “inverse” mutual fund.
- $2.665 Million recovery of losses from sale of illiquid auction rate securities.
- $21.5 Million recovery of funds frozen in auction rate securities.